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The Ghost in the Machine
by Arthur Koestler
In "The Ghost in the Machine," Arthur Koestler explores the intricate relationship between individual and collective human behavior, arguing that much of history's violence stems not from personal aggression but from self-transcending devotion to ideologies, nations, or religions. He posits that human beings often sacrifice personal responsibility for the sake of loyalty to a greater cause, which can catalyze mass violence and atrocities, exemplified by historical events like the Holocaust. Koestler introduces the concept of "holons," integrated structures within hierarchies, suggesting that as one ascends these hierarchies, complexity and unpredictability increase. He critiques the atomistic view of evolution, asserting that a hierarchical underpinning guides biological development and evolution, much like a musical composition governed by rules yet capable of endless creativity. The author also reflects on humanity's capacity for irrationality, questioning the assumption of Homo sapiens as inherently rational. He highlights the dangers of emotional maladjustment and the potential for language and intelligence to become instruments of harm rather than progress. Ultimately, Koestler calls for a reevaluation of human mentality, suggesting that a transformative shift in consciousness is necessary for a more peaceful future. His work serves as a cautionary examination of the perils of misplaced loyalty and the profound need for self-awareness in navigating our complex social landscapes.
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Below are the most popular and impactful highlights and quotes from The Ghost in the Machine:
On successively higher levels of the hierarchy we find more complex, flexible and less predictable patterns of activity, while on successively lower levels we find more and more mechanised, stereotyped and predictable patterns. In the language of the physicist, a holon on a higher level of the hierarchy has more degrees of freedom than a holon on a lower level.
I think most historians would agree that the part played by impulses of selfish, individual aggression in the holocausts of history was small; first and foremost, the slaughter was meant as an offering to the gods, to king and country, or the future happiness of mankind. The crimes of a Caligula shrink to insignificance compared to the havoc wrought by Torquemada. The number of victims of robbers, highwaymen, rapists, gangsters and other criminals at any period of history is negligible compared to the massive numbers of those cheerfully slain in the name of the true religion, just policy or correct ideology. Heretics were tortured and burnt not in anger but in sorrow, for the good of their immortal souls. Tribal warfare was waged in the purported interest of the tribe, not of the individual. Wars of religion were fought to decide some fine point in theology or semantics. Wars of succession dynastic wars, national wars, civil wars, were fought to decide issues equally remote from the personal self-interest of the combatants.Let me repeat: the crimes of violence committed for selfish, personal motives are historically insignificant compared to those committed ad majorem gloriam Dei, out of a self-sacrificing devotion to a flag, a leader, a religious faith or a political conviction. Man has always been prepared not only to kill but also to die for good, bad or completely futile causes. And what can be a more valid proof of the reality of the self-transcending urge than this readiness to die for an ideal?
When one contemplates the streak of insanity running through human history, it appears highly probable that homo sapiens is a biological freak, the result of some remarkable mistake in the evolutionary process. The ancient doctrine of original sin, variants of which occur independently in the mythologies of diverse cultures, could be a reflection of man's awareness of his own inadequacy, of the intuitive hunch that somewhere along the line of his ascent something has gone wrong.
Aberrations of the human mind are to a large extent due to the obsessional pursuit of some part-truth, treated as if it were a whole truth.
If Nature abhors the void, the mind abhors what is meaningless. Show a person an ink-blot, and he will start at once to organise it into a hierarchy of shapes, tentacles, wheels, masks, a dance of figures.
I am trying to stress a point which they do not sufficiently emphasize, or tend to overlook altogether-namely, that the organism is not a mosaic aggregate of elementary physico-chemical processes, but a hierarchy in which each member, from the sub-cellular level upward, is a closely integrated structure, equipped with self-regulatory devices, and enjoys an advanced form of self-government.
... on the historical scale, the damages wrought by individual violence for selfish motives are insignificant compared to the holocausts resulting from self-transcending devotion to collectively shared belief-systems. It is derived from primitive identification instead of mature social integration; it entails the partial surrender of personal responsibility and produces the quasi-hypnotic phenomena of group-psychology.
War is a ritual, a deadly ritual, not the result of aggressive self-assertion, but of self-transcending identification. Without loyalty to tribe, church, flag or ideal, there would be no wars; and loyalty is a noble thing. I do not mean, of course, that loyalty must necessarily be expressed in group violence-merely that it is a precondition of it; that self-transcending devotion, all through history, has acted as a catalyst for secondary aggression.
To quote Dr. Ewer: 'Behaviour will tend to be always a jump ahead of structure and so play a decisive role in the evolutionary process.' In this light, evolution no longer appears as a tale told by an idiot, but rather as an epic recited by a stutterer-at times haltingly and painfully, then precipitating in bursts.
The Russells arrive at the same conclusion: "There is certainly no evidence from mamamalian behaviour that social aggression is more prevalent or intense among carnivores than among herbivores. And as for humans: "There is certainly no evidence that social violence has been more prevalent or intense in carnivorous hunting than in vegetarian agricultural societies. Hunting people have sometimes been extremely war-like; but no human group has produced more peaceful communities than some of the Eskimos, who have been carnivorous hunters, presumably, since the Old Stone Age.' The Samurai, on the other hand, were strict vegetarians; and so were the Hindu mobs in India which massacred their Moslem brethren whenever given a chance. It was not the eating of reindeer-steaks which caused the Fall.
When the Babylonians began to chart the stars, they first of all grouped them together into constellations of lions, virgins, archers, and scorpions-shaped them into sub-assemblies, celestial holons. The first calendar-makers wove the linear thread of time into the hierarchic pattern of solar days, lunar months, stellar years, Olympic cycles. Similarly, the Greek astronomers broke up homogenous space into the hierarchy of the eight heavenly spheres, each equipped with its clockwork of epicycles.We cannot help interpreting Nature as an organisation of parts-within-parts, because all living matter and all stable inorganic systems have a part-within-part architecture, which lends them articulation, coherence, and stability; and where the structure is not inherent or discernible, the mind provides it by projecting butterflies into the ink-blot and camels into the clouds.
As we ascend to the hierarchies of living matter, we find, even on the lowest level observable through the electron microscope, sub-cellular structures-organelles-of staggering complexity. And the most striking fact is that these minuscule parts of the cell function as self-governing wholes in their own right, each following its own statute-book of rules. One type of organelles look as quasi-independent agencies after the cell's growth; others after its energy supply, reproduction, communications, and so on.
Hierarchies are 'dissectible' into their constituent branches, on which the holons form the 'nodes'. The number of levels which a hierarchy comprises is called its 'depth', and the number of holons on any given level its 'span'.
O progresso da ciência, tal como uma antiga trilha no deserto, está juncado pelos descolorados esqueletos de teorias rejeitadas, que um dia pareceram ter vida eterna.
The ribosomes, for instance, which manufacture proteins, rival in complexity any chemical factory. The mitochondria are power plants which extract energy from food by a complicated chain of chemical reactions involving some fifty different steps: a single cell may have up to five thousand such power plants. Then there are the centrosomes, with their spindle apparatus, which organises the incredible choreography of the cell dividing into two; and the DNA spirals of heredity, coiled up in the inner sanctum of the chromosomes, working their even more potent magic.
Let the chromosomes be represented by the keyboard of a grand piano-a very grand piano with thousands of keys. Then each key will be a gene. Every cell in the body carries a microscopic but complete keyboard in its nucleus. But each specialised cell is only permitted to sound one chord, according to its specialty-the rest of its genetic keyboard has been inactivated by scotch tape. The fertilised egg, and the first few generations of its daughter cells, had the complete keyboard at their disposal. But succesive generations have, at each 'point of no return', larger and larger areas of it covered by scotch tape. In the end, a muscle cell can only do one thing: contract-strike a single chord.The scotch tape is known in the language of genetics as the 'repressor'. The agent which strikes the key and activates the gene is an 'inducer'. A mutated gene is a key which has gone out of tune. When quite a lot of key have gone quite a lot out of tune, the result, we were asked to believe, was a much improved, wonderful new melody- a reptile transformed into a bird, or a monkey into a man. It seems that at some point the theory must have gone wrong.The point where it went wrong was the atomistic concept of the gene.
In other words, evolution is neither a free-for-all, nor the execution of a rigidly predetermined computer programme. It could be compared to a musical composition whose possibilities are limited by the rules of harmony and the structure of the diatonic scales-which, however, permit an inexhaustible number of original creations. Or it could be compared to the game of chess obeying fixed rules but with equally inexhaustible variations.
The same make of organelles functions in the cells of mice and men; the same make of contractile protein serves the motion of amoeba and of the pianist's fingers; the same four chemical units constitute the alphabet of heredity throughout the animal and plant kingdoms-only the words are different for every creature.
The Case of the Eyeless FlyThe fruit fly has a mutant gene which is recessive, i.e., when paired with a normal gene, has no discernible effect (it will be remembered that genes operate in pairs, each gene in the pair being derived from one parent). But if two of these mutant genes are paired in the fertilised egg, the offspring will be an eyeless fly. If now a pure stock of eyeless flies is made to inbreed, then the whole stock will have only the 'eyeless' mutant gene, because no normal gene can enter the stock to bring light into their darkness. Nevertheless, within a few generations, flies appear in the inbred 'eyeless' stock with eyes that are perfectly normal. The traditional explanation of this remarkable phenomenon is that the other members of the gene-complex have been 'reshuffled and re-combined in such a way that they deputise for the missing normal eye-forming gene.' Now re-shuffling, as every poker player knows, is a randomising process. No biologist would be so perverse as to suggest that the new insect-eye evolved by pure chance, thus repeating within a few generations an evolutionary process which took hundreds of millions of years. Nor does the concept of natural selection provide the slightest help in this case. The re-combination of genes to deputise for the missing gene must have been co-ordinated according to some overall plan which includes the rules of genetic self-repair after certain types of damage by deleterious mutations. But such co-ordinative controls can only operate on levels higher than that of individual genes. Once more we are driven to the conclusion that the genetic code is not an architect's blueprint; that the gene-complex and its internal environment form a remarkably stable, closely knit, self-regulating micro-hierarchy; and that mutated genes in any of its holons are liable to cause corresponding reactions in others, co-ordinated by higher levels. This micro-hierarchy controls the pre-natal skills of the embryo, which enable it to reach its goal, regardless of the hazards it may encounter during development. But phylogeny is a sequence of ontogenies, and thus we are confronted with the profound question: is the mechanism of phylogeny also endowed with some kind of evolutionary instruction booklet? Is there a strategy of the evolutionary process comparable to the 'strategy of the genes'-to the 'directiveness' of ontogeny (as E.S. Russell has called it)?
The concept of internal selection, of a hierarchy of controls which eliminate the consequences of harmful gene-mutations and co-ordinates the effects of useful mutations, is the missing link in orthodoxy theory between the 'atoms' of heredity and the living stream of evolution. Without that link, neither of them makes sense. There can be no doubt that random mutations do occur: they can be observed in the laboratory. There can be no doubt that Darwinian selection is a powerful force. But in between these two events, between the chemical changes in a gene and the appearance of the finished product as a newcomer on the evolutionary stage, there is a whole hierarchy of internal processes at work which impose strict limitations on the range of possible mutations and thus considerably reduce the importance of the chance factor. We might say that the monkey works at a typewriter which the manufacturers have programmed to print only syllables which exist in our language, but not nonsense syllables. If a nonsense syllable occurs, the machine will automatically erase it. To pursue the metaphor, we would have to populate the higher levels of the hierarchy with proof-readers and then editors, whose task is no longer elimination, but correction, self-repair and co-ordination-as in the example of the mutated eye.
There is, for example, the hoary problem why the skin on the soles of our feet is so much thicker than elsewhere. If the thickening occurred after birth as a result of stress, wear and tear, there would be no problem. But the skin of the sole is already thickened in the embryo which has never walked, bare-foot or otherwise.
We cannot get away from the infinite. It stares us in the face whether we look at atoms or stars, or at the becauses behind the becauses, stretching back through eternity. Flat-earth science has no more use for it than the flat-earth theologians had in the Dark Ages; but a true science of life must let infinity in, and never lose sight of it. In two earlier books I have tried to show that throughout the ages the great innovators in the history of science had always been aware of the transparency of phenomena towards a different order of reality, of the ubiquitous presence of the ghost in the machine -even such a simple machine as a magnetic compass or a Leyden jar. Once a scientist loses the sense of mystery, he can be an excellent technician, but he ceases to be a savant.
Let me repeat: the crimes of violence committed for selfish personal motives are historically insignificant compared to those committed ad majoram gloriam Dei, out of a self-sacrificing devotion to a flag, a leader, a religious faith, or a political conviction. Man has always been prepared not only to kill but also to die for good, bad or completely futile causes. And what can be a more valid proof of the reality of the self-transcending urge than this readiness to die for an ideal?
Each morphogenetic field or organ primordium displays the holistic character of an automous unit, a self-regulating holon. If half of the field's tissue is cut away, the remainder will form not half an organ but a complete organ. If, at a certain stage of its development, the eye-cup is split into several isolated parts, each fragment will form a smaller, but normal, eye; and even the artificially scrambled and filtered cells of a tissue will, as we have seen (page 69), re-form again.
At each step biochemical triggers and feedbacks determine which of the alternative developmental pathways among several possibles a group of cells will actually follow.
All efforts of persuasion by reasoned argument rely on the implicit assumption that homo sapiens, though occasionally blinded by emotion, is a basically rational animal, aware of the motives of his own actions and beliefs-an assumption which is untenable in the light of both historical and neurological evidence. All such appeals fall on barren ground; they could take root only if the ground were prepared by a spontaneous change in human mentality all over the world-the equivalent of a major biological mutation. Then, and only then, would mankind as a whole, from its political leaders down to the lonely crowd, become receptive to reasoned argument, and willing to resort to those unorthodox measures which would enable it to meet the challenge.
Wherever we find orderly, stable systems in Nature, we find that they are hierarchically structured, for the simple reason that without such structuring of complex systems into sub-assemblies, there could be no order and stability-except the order of a dead universr filled with a uniformly distributed gas.
An emotionally maladjusted species , we have the uncanny power of turning every blessing, including language, into a curse.
The number of victims of robbers, highwaymen, rapers, gangsters and other criminals at any period of history is negligible compared to the massive numbers of those cheerfully slain in the name of the true religion, just policy, or correct ideology. Heretics were tortured and burnt not in anger but in sorrow , for the good of their immortal souls. Tribal warfare was waged in the purported interest of the tribe, not of the individual. Wars of religion were fought to decide some fine point in theology or semantics. Wars of succession, dynastic wars, national wars, civil wars, were fought to decide issues equally remote from the personal self-interest of the combatants. The Communist purges, as the word 'purge' indicates, were understood as operations of social hygiene, to prepare mankind for the golden age of the classless society. The gas chambers and crematoria worked for the advent of a different version of the millennium. Heinrich Eichmann (as Hannah Ahrendt, reporting on his trial, has pointed out) was not a monster or a sadist, but a conscientious bureaucrat, who considered it his duty to carry out his orders and believed in obedience as the supreme virtue; far from being a sadist, he felt physically sick on the only occasion when he watched the Zircon gas at work.
The eight sin, deadlier than all- self transcendence through misplaced devotion-is not included in the list.